Howard M. Rosenblatt

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CRD#: 404485

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Howard Marshall Rosenblatt was a registered financial professional .

Howard is a previously registered financial professional and started their career in finance in 1974. Howard had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS NAME H. M. ROSENBLATT, P.A. NOT INVESTMENT RELATED ADDRESS 2830 NW 41ST STREET, STE H, GAINESVILLE, FL 32606 NATURE OF BUSINESS ATTORNEY POSITION PRESIDENT, OWNER START DATE 1985 HRS PER MONTH 30 HRS PER MONTH DURING SECURITIES TRADING HRS 30 HARTFIELD INSURANCE GROUP, INC. 2830 NW 41ST STREET SUITE H GAINESVILLE, FL 32606; NON-INVESTMENT RELATED; OWNER; 15 HOURS PER WEEK; START DATE: 10/2014; WRITE AND PLACE BUSINESS WITH VARIOUS CARRIERS. THORNEBROOK PARTNERS, LLC BAUNSTEIN AND ROSENBLATT; 2830 NW 41ST ST SUITE H GAINSVILLE, FL 32606; PARTNER; NON-INVESTMENT RELATED; 1 HOUR PER WEEK; START DATE: 7/2015; MANAGING GENERAL PARTNER FLORIDA LAWYERS LEGAL INSURANCE CORPORATION INC.; PO BOX 191 NEWBERRY, FL 32669; BOARD MEMBER; NON-INVESTMENT RELATED; 1 HOUR PER WEEK; START DATE: 7/2015. FLORIDA LEGAL INSURANCE PLAN, INC. PO BOX 191 NEWBERRY, FL 36229; BOARD MEMEBER; NON-INVESTMENT RELATED; 1 HOUR PER WEEK; START DATE: 7/2015. SERVE ON THE BOARD. SOCIETY OF FINANCIAL SERVICE PROFESSIONALS; 2830 NW 41ST STREET SUITE H GAINSVILLE, FL 32606; BOARD MEMBER; NON-INVESTMENT RELATED; 1 HOUR PER WEEK; START DATE: 6/2015.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 20, 2018 - January 2, 2025

NETWORTH ASSET MANAGEMENT, INC

RIA

CRD#: 105145

Gainesville, FL

Past

June 14, 2017 - December 23, 2019

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

April 16, 2015 - July 15, 2016

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

June 1, 2005 - October 1, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

GAINESVILLE, FL

Past

April 1, 1974 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

April 1, 1974 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NETWORTH ASSET MANAGEMENT, INC

NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC

CRD#: 105145 / SEC#: 801-129943

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Florida

Registered Investment Advisory firm - (4/26/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/26/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/25/1974

Registered Representative Examination

Current Firm

NETWORTH ASSET MANAGEMENT, INC

NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC

CRD#: 105145 / SEC#: 801-129943

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Florida

Registered Investment Advisory firm - (4/26/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/26/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

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Contact information

Main Address

The Villages, FL

Mailing Address

Phone number

(352) 268-2080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NETWORTH ASSET MANAGEMENT, INC (4/9/2025)

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 102,893,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Howard M. Rosenblatt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTERCAROLINA FINANCIAL SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

EQUITABLE ADVISORS, LLC

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

NETWORTH ASSET MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/1996

SIE

Date: 10/1/2018

Series 1

Date: 3/25/1974

Current Firm

NETWORTH ASSET MANAGEMENT, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NETWORTH ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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