Kevin Brendan Ohalloran
Professional Summary
Kevin Brendan Ohalloran is a registered financial advisor currently at MCAP LLC located in Orlando, Florida. Kevin is registered as a RR (Registered Representative) and started their career in finance in 2000. Kevin has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
Current Firm
EQUISEARCH SECURITIES, INC. | MCAP LLC | MADISON CAPITAL MARKETS, LLC | MADISON CAPITAL MARKETS, INC.
Contact Information
Main Address
100 Park Avenue Suite 2201, New York, NY 10017Mailing Address
100 Park Avenue Suite 2201, New York, NY 10017Phone Number
(212) 750-1056Established
Delaware since 11/21/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
4Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
State Registrations and Notice Filings
(4/13/2020)
(8/25/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000SRO Registrations
SRO Registrations
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.
CRS (Client Relationship Summary) - BD
Click below to view Kevin Brendan Ohalloran's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
MARINER
J.W. COLE FINANCIAL, INC.