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KG

Kenneth H. Griffin

MENSURA SECURITIES
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 4044726
KG

Professional summary

Kenneth Harold Griffin is a registered financial professional currently at MENSURA SECURITIES, LLC located in Atlanta, Georgia.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2001. Kenneth has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Harold Griffin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2015 - Present

MENSURA SECURITIES, LLC

Office #1: 3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
BD
CRD#: 150064
Atlanta, GA
Past

December 21, 2012 - October 23, 2015

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

May 6, 2008 - January 3, 2011

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
WASHINGTON, DC
Past

November 7, 2001 - December 4, 2008

TAYLOR FINANCIAL SERVICES, LLC

BD
CRD#: 111901
WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/24/2020)
RR
Kentucky
(11/15/2022)
RR
Louisiana
(7/16/2018)
RR
New Mexico
(2/8/2023)
RR
Oklahoma
(11/30/2022)
RR
Pennsylvania
(7/12/2019)
RR
Texas
(1/22/2016)
RR
Virginia
(11/12/2015)
RR
West Virginia
(11/17/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/2/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/30/2001
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MENSURA SECURITIES, LLC
MENSURA SECURITIES, LLC

CRD#: 150064 / SEC#: , 8-68210

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
Mailing Address
3060 Peachtree Road Nw Suite 1600, Atlanta, GA 30305
Phone number
(404) 939-9099
Established
Delaware since 02/09/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MENSURA HOLDINGS, LLCLLC MEMBER
DUDIAK, ROBERT LOUISPRINCIPAL1975929
GRAHAM, ALEXANDER MCCARGOPRINCIPAL / PRESIDENT/CEO5657630
VAN NORT, PETER STAUBFINOP/CHIEF COMPLIANCE OFFICER/PRINCIPAL/PFO/POO2025103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MENSURA SECURITIES, LLC

CRD#: 150064Atlanta, GA 30305

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