Jerald R. Carey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerald Raymond Carey was a registered financial advisor .
Jerald is a previously registered financial advisor and started their career in finance in 1969. Jerald had worked at 8 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2000 - July 11, 2002
CLEARING SERVICES OF AMERICA, INC.
September 25, 1992 - December 31, 2004
CAREY FINANCIAL CONSULTANTS, INC.
March 30, 1992 - November 19, 1999
SUNPOINT SECURITIES, INC.
December 20, 1991 - March 25, 1992
MOMENTUM INDEPENDENT NETWORK INC.
August 12, 1983 - November 25, 1991
THE CAREY COMPANY
July 25, 1983 - August 31, 1983
J. B. LONG & CO.
August 31, 1978 - March 24, 1983
WZW FINANCIAL SERVICES, INC.
August 8, 1969 - October 1, 1978
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/29/1969
Registered Representative ExaminationCurrent Firm
CLEARING SERVICES OF AMERICA, INC.
CRD#: 23623 / SEC#: , 8-40560
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
