Robert C. Gaillard

ARCH PARTNERS WEALTH MANAGEMENT

LAWRENCEVILLE, GA 30046

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CRD#: 4044278

Professional summary

Robert Christopher Gaillard, who also goes by Chris Gaillard, is a registered financial advisor currently at ARCH PARTNERS WEALTH MANAGEMENT, INC. located in Lawrenceville, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Robert has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Gaillard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)NAME: GAILLARD FINANCIAL GROUP INV REL: Y ADDR: 1010 COBBLESTONE DRIVE BOGART GA 30622 NATURE: INDIVIDUAL LIFE, DISABILITY, & LONG TERM CARE POSITION: SALES/AGENT START: 01/2014 NO/HRS: 10 NO/HRS DUR TRADING: 0. SELLING LIFE, DISABILITY, AND LONG TERM CARE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Christopher Gaillard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2020 - Present

ARCH PARTNERS WEALTH MANAGEMENT, INC.

Office #1: 295 Culver Street, Suite C, Lawrenceville, GA 30046

RIA

CRD#: 123735

LAWRENCEVILLE, GA

Past

February 24, 2016 - February 24, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

Bogart, GA

Past

January 10, 2000 - February 29, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

WATKINSVILLE, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/10/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/7/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2006

General Securities Principal Examination

Current Firm

ARCH PARTNERS WEALTH MANAGEMENT, INC.

CRD#: 123735 / SEC#:

Georgia

Registered Investment Advisory firm - (1/19/2006 Approved)

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Contact information

Main Address

3651 Mars Hill Rd Suite 2100, Watkinsville, GA 30677

Mailing Address

Phone number

(706) 850-8877

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	536
AUM (Assets Under Management)	$ 98,351,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert C. Gaillard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Christopher Gaillard's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2020

Series 63

Date: 3/10/2000

SIE

Date: 10/1/2018

Series 7

Date: 1/30/2006

Series 6

Date: 1/7/2000

Series 24

Date: 5/30/2006

Current Firm

ARCH PARTNERS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARCH PARTNERS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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