Ryan P. Hoover
Professional summary
Ryan Patrick Hoover, who also goes by Ryan P. Hoover, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Loveland, Ohio.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ryan has worked at 9 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Patrick Hoover's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Patrick Hoover's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
OSAIC WEALTH, INC.
Office #1: Wards Corner Business Center 6281 Tri-ridge Blvd, Suite 100, Loveland, OH 45140-8320February 10, 2025 - Present
OSAIC WEALTH, INC.
Office #1: Wards Corner Business Center 6281 Tri-ridge Blvd, Suite 100, Loveland, OH 45140-8320August 24, 2017 - February 27, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 22, 2017 - February 27, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 4, 2011 - February 6, 2017
PNC WEALTH MANAGEMENT LLC
April 27, 2011 - February 6, 2017
PNC WEALTH MANAGEMENT LLC
November 10, 2008 - June 2, 2010
FIFTH THIRD SECURITIES, INC.
November 7, 2008 - June 2, 2010
FIFTH THIRD SECURITIES, INC.
May 22, 2008 - October 10, 2008
SIGNATOR INVESTORS, INC.
July 19, 2005 - May 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
July 18, 2005 - May 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
February 25, 2003 - July 1, 2005
THE HUNTINGTON INVESTMENT COMPANY
November 11, 1999 - November 6, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
(6/3/2025)
Exams
Series 7TO
Date: 2/10/2025
General Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Loveland, OH 45140-8320TRUST BUT VERIFY
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