Christopher M. Crisci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Crisci, who also goes by Christopher M Crisci, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2013 - May 30, 2017
SHEAFF BROCK INVESTMENT ADVISORS, LLC
April 26, 2000 - August 23, 2012
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHEAFF BROCK INVESTMENT ADVISORS, LLC
CRD#: 118739 / SEC#: 801-60978
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,778 |
| AUM (Assets Under Management) | $ 1,410,206,314 |
Red Flags
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