Michael D. Gries
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Gries was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2008 - December 31, 2015
ACADEMY ASSET MANAGEMENT LLC
January 27, 2000 - August 4, 2000
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ACADEMY ASSET MANAGEMENT LLC
CRD#: 144820 / SEC#: 801-68475
Contact information
Red Flags
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