Timothy J. Collins

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CRD#: 4043553

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Joseph Collins was a registered financial advisor .

Timothy is a previously registered financial advisor and started their career in finance in 1999. Timothy had worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 15, 2010 - September 9, 2013

TANGLETRADE MANAGEMENT, LLC

RIA

CRD#: 152028

CLINTON, WA

Past

January 21, 2010 - December 31, 2010

CLARUS CAPITAL PARTNERS, LLC

RIA

CRD#: 144310

CEDAR PARK, TX

Past

July 31, 2007 - December 31, 2009

CLARUS CAPITAL PARTNERS, LLC

RIA

CRD#: 144310

CEDAR PARK, TX

Past

April 6, 2005 - December 16, 2008

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

CEDAR PARK, TX

Past

March 30, 2005 - July 3, 2007

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

CEDAR PARK, TX

Past

June 1, 2004 - July 28, 2004

OSAIC FS, INC.

RIA

CRD#: 3870

AUSTIN, TX

Past

October 18, 2002 - July 28, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

November 18, 1999 - August 9, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

TIMONIUM, MD

Past

October 22, 1999 - August 9, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 22, 1999 - August 9, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1999

General Securities Representative Examination

Current Firm

TANGLETRADE MANAGEMENT, LLC

CRD#: 152028 / SEC#: 802-114736

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Contact information

Main Address

5400 Carillon Point Rd Bldg 5000 4th Floor, Kirkland, WA, 98033

Mailing Address

Phone number

(425) 576-4144

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	4/4/2024
California	ERA - Withdrawn - Failed to Renew	12/31/2024
Minnesota	ERA - Withdrawn	1/23/2020
New York	ERA - Withdrawn	1/23/2020
South Dakota	ERA - Withdrawn - Failed to Renew	12/31/2024
Texas	ERA - Withdrawn - Failed to Renew	12/31/2024
Washington	ERA - Withdrawn - Failed to Renew	12/31/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TANGLETRADE MANAGEMENT, LLC

CLARUS CAPITAL PARTNERS, LLC

CLARUS CAPITAL PARTNERS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

OSAIC FS, INC.

OSAIC FS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/1999

Series 7

Date: 10/20/1999

Current Firm

TANGLETRADE MANAGEMENT, LLC

Contact information

Documents

Exempt reporting advisers

Red Flags

Company Information

TANGLETRADE MANAGEMENT, LLC

TRUST BUT VERIFY

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