Baruch Rosenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Baruch Rosenberg, who also goes by Barry Rosenberg, was a registered financial professional .
Baruch is a previously registered financial professional and started their career in finance in 1973. Baruch had worked at 2 firms and has passed the Series 41 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 1974 - October 17, 1990
FINANCIAL SQUARE PARTNERS
May 18, 1973 - April 1, 1976
G S GRUMMAN & ASSOCIATES INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 12/1/1974
NYSE Allied Member ExaminationSeries 00
Date: 5/15/1973
General Securities Principal ExaminationCurrent Firm
FINANCIAL SQUARE PARTNERS
CRD#: 1541 / SEC#: , 8-1682
Contact information
Documents
Red Flags
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