Chad M. Morris
Professional summary
Chad M.r. Morris, who also goes by Chad Mr Morris, Chad Morris, is a registered financial professional currently at RFS PARTNERS located in Greenwood Village, Colorado.
Chad is registered as a RR (Registered Representative) and started their career in finance in 1999. Chad has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad M.r. Morris's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2020 - Present
RFS PARTNERS
Office #1: 8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111January 26, 2018 - September 30, 2020
ICON DISTRIBUTORS, INC.
January 21, 2016 - October 27, 2017
SENTINEL FINANCIAL SERVICES COMPANY
April 29, 2014 - January 21, 2016
AST INVESTMENT SERVICES, INC.
April 16, 2014 - January 21, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 4, 2014 - April 14, 2014
SYNOVUS SECURITIES, INC.
March 31, 2014 - April 14, 2014
SYNOVUS SECURITIES, INC.
April 30, 2013 - March 7, 2014
FIFTH THIRD SECURITIES, INC.
April 16, 2013 - March 7, 2014
FIFTH THIRD SECURITIES, INC.
May 1, 2012 - April 15, 2013
LPL FINANCIAL LLC
April 19, 2012 - April 15, 2013
LPL FINANCIAL LLC
March 24, 2011 - April 2, 2012
ASSETMARK, INC.
June 28, 2010 - April 2, 2012
CAPITAL BROKERAGE CORPORATION
July 10, 2007 - April 30, 2009
DIRECTED SERVICES LLC
March 1, 2007 - June 21, 2007
SECURITY DISTRIBUTORS
November 24, 2004 - January 30, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 28, 2003 - November 26, 2004
LBS CAPITAL MANAGEMENT INC
May 31, 2002 - May 12, 2003
SPARTAN SECURITIES GROUP, LTD.
November 22, 2000 - January 17, 2002
OLD DOMINION SECURITIES, INC.
November 30, 1999 - October 31, 2000
NOWTRADE, CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
RFS PARTNERS
CRD#: 18119 / SEC#: , 8-36128
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
