Donald L. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Miller was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1999. Donald had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2003 - December 31, 2012
D.L. MILLER FINANCIAL SERVICES, L.L.C.
May 15, 2002 - May 16, 2003
LPL FINANCIAL LLC
May 3, 2002 - May 16, 2003
LPL FINANCIAL LLC
October 20, 1999 - May 16, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.L. MILLER FINANCIAL SERVICES, L.L.C.
CRD#: 126802 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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