SF
Scott H. Freeman
SHELTER WEALTH STRATEGIES
Houston, TX 77056
Some features on this profile are disabled
CRD#: 4042980
SF
Professional summary
Scott Hamilton Freeman is a registered financial advisor currently at SHELTER WEALTH STRATEGIES, LLC located in Houston, Texas and DEVON INVESTMENT ADVISORY located in Houston, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Scott has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2-DEVON INVESTMENT ADVISORY, LLC / INVESTMENT RELATED / 1400 POST OAK BLVD, SUITE 450, HOUSTON, TX 77056 / REGISTERED INVESTMENT ADVISOR / CEO & MANAGING MEMBER / JANUARY 2019 / 8 HRS PER MONTH / 0.25 HRS DURING TRADING HRS / MANAGERIAL & BUSINESS DEVELOPMENT 3-GREYSTONE ADVISORY GROUP, LLC / INVESTMENT RELATED/ 1400 POST OAK BLVD, SUITE 450, HOUSTON, TX 77056 / REGISTERED INVESTMENT ADVISOR / MANAGING MEMBER & CHIEF COMPLIANCE OFFICER / MAY 2014 / 8 HRS PER MONTH / 0.25 HRS DURING TRADING HRS / MANAGERIAL 4-ARCHER SYSTEMS LLC / NON-INVESTMENT RELATED / 1775 ST. JAMES PLACE, SUITE 200, HOUSTON, TX 77056 / CO-CHAIRMAN / JANUARY 2019 / 10 HRS PER MONTH / 0 HRS DURING TRADING HOURS / MANAGERIAL & BUSINESS DEVELOPMENT 5-SAGE SETTLEMENT CONSULTING / NON-INVESTMENT RELATED / 1400 POST OAK BLVD, SUITE 450, HOUSTON, TX 77056/ SETTLEMENT PLANNING AND ADMINISTRATION / CO-CHAIRMAN / FEBRUARY 2014 / 100 HRS PER MONTH / 2.75 HRS DURING TRADING HOURS / MANAGERIAL & BUSINESS DEVELOPMENT 6-FREEMAN FINANCIAL SERVICES / INVESTMENT RELATED / 1400 POST OAK BLVD, SUITE 450, HOUSTON, TX 77056 / OWNER / JANUARY 2009 / 10 HRS PER MONTH / 0.5 HRS DURING TRADING HRS / OWNER AND INSURANCE AGENT
CRS (Client Relationship Summary) - RIA
Click below to view Scott Hamilton Freeman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2015 - Present
SHELTER WEALTH STRATEGIES, LLC
Office #1: 1400 Post Oak Blvd Suite 450, Houston, TX 77056RIA
CRD#: 170655
Houston, TX
Current
April 8, 2019 - Present
DEVON INVESTMENT ADVISORY
Office #1: 1400 Post Oak Blvd Suite 450, Houston, TX 77056RIA
CRD#: 300425
Houston, TX
Past
June 17, 2015 - May 2, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HOUSTON, TX
Past
February 14, 2007 - June 23, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HOUSTON, TX
Past
November 19, 2002 - June 23, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/19/2015)
IAR
Delaware(6/28/2016)
IAR
Illinois(1/4/2016)
IAR
Indiana(1/10/2017)
IAR
Louisiana(2/20/2015)
IAR
Maryland(6/1/2016)
IAR
Michigan(5/25/2016)
IAR
Minnesota(6/18/2018)
IAR
Nevada(8/16/2022)
IAR
Ohio(6/20/2018)
IAR
Oregon(1/12/2022)
IAR
Pennsylvania(2/18/2015)
IAR
Texas(2/18/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SHELTER WEALTH STRATEGIES, LLC
ALLIANCE INVESTMENT GROUP LLC | VIKTORIN, VANESSA | SHELTER WEALTH STRATEGIES, LLC | GREYSTONE ADVISORY GROUP LLC
CRD#: 170655 / SEC#:
California
Registered Investment Advisory firm - (2/19/2015 Approved)Delaware
Registered Investment Advisory firm - (6/13/2016 Approved)Illinois
Registered Investment Advisory firm - (1/4/2016 Approved)Indiana
Registered Investment Advisory firm - (1/10/2017 Approved)Louisiana
Registered Investment Advisory firm - (2/12/2015 Approved)Maryland
Registered Investment Advisory firm - (5/27/2016 Approved)Michigan
Registered Investment Advisory firm - (5/23/2016 Approved)Minnesota
Registered Investment Advisory firm - (3/6/2018 Approved)New York
Registered Investment Advisory firm - (10/6/2015 Approved)Ohio
Registered Investment Advisory firm - (6/20/2018 Approved)Oregon
Registered Investment Advisory firm - (1/12/2022 Approved)Pennsylvania
Registered Investment Advisory firm - (2/18/2015 Approved)Texas
Registered Investment Advisory firm - (1/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Post Oak Blvd Suite 450, Houston, TX 77056
Mailing Address
Phone number
(713) 620-8500
Established
Firm type
Fiscal year end
# of Employees
6
0
Red Flags
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