Cheryl A. Sova

CHARTER WEALTH MANAGEMENT

Raleigh, NC

Some features on this profile are disabled

CRD#: 4042832

Professional summary

Cheryl Ann Sova, who also goes by Cheryl Ann Engelbrecht, is a registered financial advisor currently at CHARTER WEALTH MANAGEMENT located in Raleigh, North Carolina.

Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Cheryl has worked at 5 firms and has passed the Series 66, Series 72, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cheryl Ann Engelbrecht

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Ownership; Button Box, LLC; Owner; Online retail, e-commerce; Raleigh, NC 27606; Not Investment Related; Apr 2020; 1-9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Ann Sova's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

CHARTER WEALTH MANAGEMENT

RIA

CRD#: 162299

Raleigh, NC

Past

September 13, 2013 - June 21, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RALEIGH, NC

Past

September 13, 2013 - June 21, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RALEIGH, NC

Past

October 18, 2002 - October 10, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

RALEIGH, NC

Past

October 18, 2002 - October 10, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

RALEIGH, NC

Past

August 26, 2002 - October 21, 2002

JBS LIBERTY SECURITIES, INC.

RIA

CRD#: 36179

CARY, NC

Past

August 26, 2002 - October 21, 2002

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

KANNAPOLIS, NC

Past

December 31, 2001 - August 27, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RALEIGH, NC

Past

December 9, 1999 - August 27, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARTER WEALTH MANAGEMENT

CHARTER WEALTH MANAGEMENT | PLUNKETT WEALTH MANAGEMENT, INC. | PLUNKETT WEALTH MANAGEMENT | CHARTER WEALTH MANAGEMENT, INC.

CRD#: 162299 / SEC#: 801-117854

RIA

Registered Investment Advisory firm - (1/3/2020 Approved)

Alabama

Registered Investment Advisory firm - (1/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (1/9/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (1/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (1/28/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (1/15/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/27/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/8/1999

General Securities Representative Examination

Current Firm

CHARTER WEALTH MANAGEMENT

CHARTER WEALTH MANAGEMENT | PLUNKETT WEALTH MANAGEMENT, INC. | PLUNKETT WEALTH MANAGEMENT | CHARTER WEALTH MANAGEMENT, INC.

CRD#: 162299 / SEC#: 801-117854

RIA

Registered Investment Advisory firm - (1/3/2020 Approved)

Alabama

Registered Investment Advisory firm - (1/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (1/9/2020 Terminated)

Mississippi

Registered Investment Advisory firm - (1/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (1/28/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (1/15/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8601 Six Forks Road Suite 400, Raleigh, NC 27615

Mailing Address

Phone number

(919) 729-2100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM ADV PART 2A - 20250307 (3/11/2025)

2B SUPPLEMENT - CHERYL SOVA (3/11/2025)

CWM ADV PART 2A - 20250307 RPS (3/11/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 175,566,963

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Cheryl A. Sova

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Ann Sova's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

JBS LIBERTY SECURITIES, INC.

JBS LIBERTY SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CHARTER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2000

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 12/27/1999

Series 7

Date: 12/8/1999

Current Firm

CHARTER WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHARTER WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors