Jeff A. Spencer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Allen Spencer, who also goes by Jeff Allen Jefferson, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 1999. Jeff had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2019 - March 19, 2021
WEALTH ADVISORY SOLUTIONS, LLC
August 25, 2006 - December 31, 2019
INNSBRUCK FINANCIAL CONSULTANTS LLC
August 31, 2001 - September 15, 2006
MUTUAL SERVICE CORPORATION
April 25, 2000 - September 21, 2006
TRUSTEE EMPOWERMENT & PROTECTION, INC.
November 5, 1999 - August 31, 2001
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,826 |
| AUM (Assets Under Management) | $ 599,108,779 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
