Michael J. Franklin

FRANKLIN LEGACY FINANCIAL

Oviedo, FL

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CRD#: 4042552

Professional summary

Michael Jason Franklin is a registered financial advisor currently at FRANKLIN LEGACY FINANCIAL, LLC located in Oviedo, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MICHAEL FRANKLIN, SOLE PROPRIETOR, INVESTMENT RELATED, OVIEDO, FL, INSURANCE SALES AND SERVICES, STARTED 04/2002, APPROXIMATELY 50% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Franklin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2014 - Present

FRANKLIN LEGACY FINANCIAL, LLC

RIA

CRD#: 170941

Oviedo, FL

Past

August 26, 2008 - March 24, 2014

PERSHING LLC

CRD#: 7560

LAKE MARY, FL

Past

September 29, 2006 - September 3, 2008

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

April 25, 2005 - June 12, 2006

WAMU INVESTMENTS, INC.

CRD#: 599

ORLANDO, FL

Past

January 17, 2003 - January 28, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ORLANDO, FL

Past

January 10, 2003 - January 28, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 12, 2002 - December 16, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ORLANDO, FL

Past

April 3, 2002 - December 16, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 3, 2002 - December 16, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/2002

General Securities Representative Examination

Current Firm

FRANKLIN LEGACY FINANCIAL, LLC

FRANKLIN LEGACY FINANCIAL, LLC | FRANKLIN, MICHAEL

CRD#: 170941 / SEC#:

Florida

Registered Investment Advisory firm - (5/19/2014 Approved)

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Contact information

Main Address

Oviedo, FL

Mailing Address

Phone number

(407) 971-2002

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 9,834,915

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Franklin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Franklin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN LEGACY FINANCIAL, LLC

PERSHING LLC

CNL SECURITIES CORP.

WAMU INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2014

Series 7

Date: 4/2/2002

Current Firm

FRANKLIN LEGACY FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRANKLIN LEGACY FINANCIAL, LLC

TRUST BUT VERIFY

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