Karen M. Pride

PALISADE INVESTMENTS

Zephyr Cove, NV 89448-3049

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CRD#: 4042499

Professional summary

Karen Marilea Pride is a registered financial advisor currently at PALISADE INVESTMENTS, LLC located in Zephyr Cove, Nevada.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Karen has worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Marilea Pride's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2016 - Present

PALISADE INVESTMENTS, LLC

Office #1: 625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049

RIA

CRD#: 124776

Zephyr Cove, NV

Past

May 15, 2013 - September 3, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

LAS VEGAS, NV

Past

May 6, 2013 - December 23, 2016

INTEGRATED MONEY MANAGEMENT, LLC

RIA

CRD#: 166829

LAS VEGAS, NV

Past

July 25, 2011 - May 3, 2013

TRICOR ADVISORY SERVICES, LLC

RIA

CRD#: 141775

LAS VEGAS, NV

Past

June 17, 2010 - May 3, 2013

TRICOR FINANCIAL, LLC

CRD#: 142518

LAS VEGAS, NV

Past

January 14, 2010 - February 19, 2010

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CEDAR RAPIDS, IA

Past

January 2, 2008 - October 19, 2009

STONEHURST SECURITIES, INC.

CRD#: 138218

LAS VEGAS, NV

Past

November 30, 2006 - December 19, 2007

MERRIMAC CORPORATE SECURITIES, INC.

CRD#: 35463

LAS VEGAS, NV

Past

November 7, 2003 - November 25, 2003

INVESTMENT MANAGEMENT CORPORATION

CRD#: 37196

BOUNTIFUL, UT

Past

December 2, 2002 - November 15, 2006

OSAIC WEALTH, INC.

CRD#: 23131

LAS VEGAS, NV

Past

February 20, 2002 - December 2, 2002

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

January 4, 2000 - February 26, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE INVESTMENTS, LLC

CRD#: 124776 / SEC#: 801-80001

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (9/13/2010 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Washington

Registered Investment Advisory firm - (7/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/20/2018)

IAR

Nevada
(5/26/2016)

IAR

Texas
(5/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PALISADE INVESTMENTS, LLC

CRD#: 124776 / SEC#: 801-80001

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (9/13/2010 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Washington

Registered Investment Advisory firm - (7/14/2014 Terminated)

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Contact information

Main Address

625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049

Mailing Address

Phone number

(775) 299-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,085
AUM (Assets Under Management)	$ 512,987,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Karen M. Pride

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Marilea Pride's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALISADE INVESTMENTS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

INTEGRATED MONEY MANAGEMENT, LLC

TRICOR ADVISORY SERVICES, LLC

TRICOR FINANCIAL, LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

STONEHURST SECURITIES, INC.

MERRIMAC CORPORATE SECURITIES, INC.

INVESTMENT MANAGEMENT CORPORATION

OSAIC WEALTH, INC.

PRIME CAPITAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

PALISADE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2009

Series 63

Date: 1/15/2000

Series 7

Date: 9/17/2009

Series 6

Date: 1/3/2000

Current Firm

PALISADE INVESTMENTS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE INVESTMENTS, LLC

TRUST BUT VERIFY

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