Yves A. Geniaux

GC ALTERNATIVE MANAGEMENT

Aurora, CO

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CRD#: 4042485

Professional summary

Yves Andre Geniaux is a registered financial advisor currently at GC ALTERNATIVE MANAGEMENT, LLC located in Aurora, Colorado.

Yves is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Yves has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Inveco International, Inc 655 Third Avenue, 21st Fl New York, NY 10017 Inveco is a family office. My role with them is an outside consultant since 2009, I produce spread sheets and monthly performance reports based on statements they give me of their clients. On average I devote about 8 hours a month outside of regular trading hours. This business is NON investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yves Andre Geniaux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2010 - Present

GC ALTERNATIVE MANAGEMENT, LLC

RIA

CRD#: 150097

Aurora, CO

Past

October 7, 2005 - March 26, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

January 3, 2003 - March 26, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

December 8, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/27/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 11/29/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/7/1999

General Securities Representative Examination

Current Firm

GC ALTERNATIVE MANAGEMENT, LLC

CRD#: 150097 / SEC#: 801-70093

RIA

Registered Investment Advisory firm - (3/9/2010 Terminated)

Colorado

Registered Investment Advisory firm - (5/27/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Aurora, CO

Mailing Address

Phone number

(914) 473-5932

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 24,462,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Yves A. Geniaux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yves Andre Geniaux's CRS (Customer Relationship Summary).

Certified licenses

Experience

GC ALTERNATIVE MANAGEMENT, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2005

Series 66

Date: 12/13/1999

Series 31

Date: 11/29/2004

Series 7

Date: 12/7/1999

Current Firm

GC ALTERNATIVE MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GC ALTERNATIVE MANAGEMENT, LLC

TRUST BUT VERIFY

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