Ann Marie Regal
Professional summary
Ann Marie Regal, CFP®, who also goes by Ann Marie Gabriel, Ann Marie Regal, Ann Marie Regal-egan, Ann Marie Regal-gabriel, Ann Marie Regal, is a registered financial advisor currently at AVRIO WEALTH PTE LTD and AVRIO WEALTH LLC located in New York, New York.
Ann Marie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ann Marie has worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ann Marie Regal's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2020 - Present
AVRIO WEALTH PTE LTD
Office #1: 20 Collyer Quay #12-08, Singapore 049319August 11, 2025 - Present
AVRIO WEALTH LLC
June 4, 2015 - March 25, 2020
CAPITAL PRIVÉ SUISSE S.A.
October 21, 2003 - May 12, 2005
DEUTSCHE BANK SECURITIES INC.
January 17, 2001 - October 21, 2003
DEAM INVESTOR SERVICES, INC.
November 5, 1999 - January 2, 2001
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
AVRIO WEALTH PTE LTD
CRD#: 306064 / SEC#: 801-117905
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/10/2025)
(8/11/2025)
(2/5/2020)
Exams
Current Firm
AVRIO WEALTH PTE LTD
CRD#: 306064 / SEC#: 801-117905
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 387 |
| AUM (Assets Under Management) | $ 146,914,095 |
Red Flags
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