Anne L. Cropp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne Louise Cropp, who also goes by Ann Louise Lasalle, Anne Louise Lasalle, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 2002. Anne had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - May 12, 2014
ARIS WEALTH SERVICES INC
January 1, 2002 - January 4, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIS WEALTH SERVICES INC
CRD#: 104577 / SEC#: 801-46896
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
