Kenneth D. Sadler

AMERICAN CAPITAL MANAGEMENT

Venice, FL 34285

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CRD#: 4042172

Professional summary

Kenneth D Sadler, who also goes by Kenneth D Sadler II, Kenny Sadler, is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT, INC. located in Venice, Florida.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kenneth has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth D Sadler Ii | Kenny Sadler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED; 03/2019; INSURANCE PRODUCT SALES; 15 HRS/MONTH INCLUDING DURING TRADING HOURS. Owner Minopreneur Start Date: 04/2018 Non-Investment Related 10898 War Admiral Drive Union KY 41091 3 hours per month 0 hours during securities trading hours Sale of flavored pickles at vendor/craft shows.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth D Sadler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2024 - Present

AMERICAN CAPITAL MANAGEMENT, INC.

Office #1: 230 S Tamiami Trail Suite 3-h, Venice, FL 34285

RIA

CRD#: 122452

Venice, FL

Past

July 6, 2023 - February 1, 2024

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Nokomis, FL

Past

December 6, 2022 - August 15, 2023

SUMMERHILL ASSET MANAGEMENT LLC

RIA

CRD#: 322945

NOKOMIS, FL

Past

August 18, 2021 - October 28, 2022

AMERICAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 122452

Lexington, KY

Past

May 17, 2021 - August 9, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

LEXINGTON, KY

Past

May 17, 2021 - August 9, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

LEXINGTON, KY

Past

November 26, 2019 - April 15, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

LEXINGTON, KY

Past

April 5, 2019 - April 15, 2021

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

LEXINGTON, KY

Past

January 26, 2000 - July 11, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/7/2024)

IAR

Kentucky
(2/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/5/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 11/26/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/25/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/25/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

AMERICAN CAPITAL MANAGEMENT, INC. | JT DAVIS ASSET MANAGEMENT, LLC

CRD#: 122452 / SEC#:

Florida

Registered Investment Advisory firm - (3/30/2018 Approved)

Indiana

Registered Investment Advisory firm - (7/30/1991 Approved)

Kentucky

Registered Investment Advisory firm - (1/24/2008 Approved)

Ohio

Registered Investment Advisory firm - (6/28/2013 Approved)

Texas

Registered Investment Advisory firm - (12/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4222 Grantline Road, New Albany, IN 47150

Mailing Address

Phone number

(812) 945-9888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 78,724,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth D. Sadler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth D Sadler's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

SUMMERHILL ASSET MANAGEMENT LLC

AMERICAN CAPITAL MANAGEMENT, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/2019

Series 65

Date: 4/5/2019

Series 6TO

Date: 11/26/2019

SIE

Date: 11/25/2019

Series 6

Date: 1/25/2000

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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