Janet D. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Dara Walker, CFA, who also goes by Janet Dara Gearlds, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1999. Janet had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2021 - November 8, 2021
BAILARD, INC.
July 28, 2003 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
November 19, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
Primary Firm SEC Registration
BAILARD, INC.
CRD#: 110550 / SEC#: 801-8562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAILARD, INC.
CRD#: 110550 / SEC#: 801-8562
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,573 |
| AUM (Assets Under Management) | $ 6,538,323,255 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
