Scott T. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Thomas Gilbert was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 4 firms and has passed the Series 63, SIE, Series 19, Series 55, Series 7, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2011 - January 31, 2017
FERRETTI GROUP, INC.
February 13, 2007 - July 29, 2011
WORLD-XECUTION STRATEGIES
May 5, 2003 - April 3, 2007
FERRETTI GROUP, INC.
January 18, 2001 - April 21, 2003
SIG BROKERAGE, LP
September 23, 1999 - January 18, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 19
Date: 7/7/2016
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 4/18/2007
Limited Representative-Equity Trader ExamSeries 7A
Date: 11/7/2001
Floor Broker Representative ExamSeries 25
Date: 3/17/1999
NYSE Trading Assistant ExaminationCurrent Firm
FERRETTI GROUP, INC.
CRD#: 47768 / SEC#: , 8-51895
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
