Scott Thomas Gilbert
Professional Summary
Scott Thomas Gilbert was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1999 - 2017. Scott had worked at 4 firms and has passed the Series 63, SIE, Series 19, Series 55, Series 7, Series 7A and Series 25 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
FERRETTI GROUP, INC. | STEPHEN M. FERRETTI, INC.
Contact Information
Main Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038Mailing Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038Phone Number
(646) 749-8172Established
New York since 06/08/1999Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 19 — NYSE Floor Clerk - Equities Examination
Passed Jul 2016Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2007Series 7A — Floor Broker Representative Exam
Passed Nov 2001Series 25 — NYSE Trading Assistant Examination
Passed Mar 1999Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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