Kyong K. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyong Kon Lee, who also goes by Steve K. Lee, was a registered financial professional .
Kyong is a previously registered financial professional and started their career in finance in 2000. Kyong had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2018 - October 29, 2020
LAYER 7 MANAGEMENT LLC
May 11, 2017 - March 1, 2023
BRIGHTON SECURITIES CORP.
January 6, 2005 - April 11, 2017
THE BANK STREET GROUP L.L.C.
March 27, 2002 - January 27, 2003
BANC OF AMERICA SECURITIES LLC
July 25, 2000 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 2000 - June 23, 2000
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LAYER 7 MANAGEMENT LLC
CRD#: 288461 / SEC#: 802-128048
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/24/2025 |
| New York | ERA - Active | 3/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
