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KL

Kyong K. Lee

WHITE PLAINS, NY 10601-1717
Some features on this profile are disabled
CRD#: 4042032
KL
Kyong Kon Lee

Professional summary


Kyong Kon Lee, who also goes by Steve K. Lee, was a registered financial professional .

Kyong is registered as a RR (Registered Representative) and started their career in finance in 2000. Kyong had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Aliases


Steve K. Lee

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 23, 2026 - Present

Office #1: 170 Hamilton Avenue, Suite 210, White Plains, NY 10601-1717
WHITE PLAINS, NY
Past

March 2, 2018 - October 29, 2020

LAYER 7 MANAGEMENT LLC

RIA
CRD#: 288461
WHITE PLAINS, NY
Past

May 11, 2017 - March 1, 2023

BRIGHTON SECURITIES CORP.

BD
CRD#: 3875
White Plains, NY
Past

January 6, 2005 - April 11, 2017

THE BANK STREET GROUP L.L.C.

BD
CRD#: 116269
STAMFORD, CT
Past

March 27, 2002 - January 27, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 25, 2000 - March 1, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 4, 2000 - June 23, 2000

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 1/29/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 1/4/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 9/23/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Status Unavailable
Passed: 9/23/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 1/3/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 4/10/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


No current employment

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