Kyong K. Lee
Professional summary
Kyong Kon Lee, who also goes by Steve K. Lee, was a registered financial professional .
Kyong is registered as a RR (Registered Representative) and started their career in finance in 2000. Kyong had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2026 - Present
Office #1: 170 Hamilton Avenue, Suite 210, White Plains, NY 10601-1717
March 2, 2018 - October 29, 2020
LAYER 7 MANAGEMENT LLC
May 11, 2017 - March 1, 2023
BRIGHTON SECURITIES CORP.
January 6, 2005 - April 11, 2017
THE BANK STREET GROUP L.L.C.
March 27, 2002 - January 27, 2003
BANC OF AMERICA SECURITIES LLC
July 25, 2000 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 2000 - June 23, 2000
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 9/23/2026
Operations Professional ExaminationSeries 82TO
Passed: 9/23/2026
Limited Representative-Private Securities OfferingsSeries 79TO
Passed: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current firm
No current employment
Red Flags
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