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Sevan N Sakayan

IMST DISTRIBUTORS
LAGUNA BEACH, CA
·CRD# 4042029·26 years experience

Professional Summary

Sevan N Sakayan, who also goes by Sevan Nazareth Sakayan, Sevan Sakayan, is a registered financial advisor currently at IMST DISTRIBUTORS, LLC located in Laguna Beach, California. Sevan is registered as a RR (Registered Representative) and started their career in finance in 2000. Sevan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sevan Nazareth Sakayan, Sevan Sakayan

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

IMST DISTRIBUTORS, LLC·CRD# 130745
BD
281 Brooks Street, Laguna Beach, CA 92651
November 16, 2023 - Present
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
October 17, 2019 - September 21, 2023
BARINGS SECURITIES LLC·CRD# 36929
BD
Charlotte, NC
July 12, 2017 - October 15, 2019
PGIM INVESTMENTS LLC·CRD# 105670
RIA
Dallas, TX
February 10, 2017 - June 22, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
February 9, 2017 - June 22, 2017
NEUBERGER BERMAN BD LLC·CRD# 2908
RIA
Dallas, TX
August 28, 2001 - August 16, 2016
NEUBERGER BERMAN MANAGEMENT LLC·CRD# 5493
BD
Dallas, TX
November 7, 2000 - June 30, 2016
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
Dallas, TX
April 26, 2000 - August 16, 2016

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Current Firm

ID
IMST DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION PARTNERS, LLC | PNC FUND DISTRIBUTOR, LLC | PNC FUND DISTRIBUTOR, INC. | MERCANTILE INVESTMENT SERVICES, INC. | IMST DISTRIBUTORS, LLC

CRD#: 130745 / SEC#: 8-66389
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/01/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENECHIEF COMPLIANCE OFFICER / VP / TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2024)
RR
Alaska
(1/2/2024)
RR
Arizona
(1/2/2024)
RR
Arkansas
(1/2/2024)
RR
California
(11/16/2023)
RR
Colorado
(1/2/2024)
RR
Connecticut
(1/2/2024)
RR
Delaware
(1/2/2024)
RR
District of Columbia
(1/2/2024)
RR
Florida
(1/2/2024)
RR
Georgia
(1/2/2024)
RR
Hawaii
(1/2/2024)
RR
Idaho
(1/2/2024)
RR
Illinois
(1/2/2024)
RR
Indiana
(1/2/2024)
RR
Iowa
(1/2/2024)
RR
Kansas
(1/2/2024)
RR
Kentucky
(1/2/2024)
RR
Louisiana
(1/2/2024)
RR
Maine
(1/2/2024)
RR
Maryland
(1/2/2024)
RR
Massachusetts
(1/2/2024)
RR
Michigan
(1/2/2024)
RR
Minnesota
(1/2/2024)
RR
Mississippi
(1/2/2024)
RR
Missouri
(1/2/2024)
RR
Montana
(1/2/2024)
RR
Nebraska
(1/2/2024)
RR
Nevada
(1/2/2024)
RR
New Hampshire
(1/2/2024)
RR
New Jersey
(1/2/2024)
RR
New Mexico
(1/2/2024)
RR
New York
(1/2/2024)
RR
North Carolina
(1/2/2024)
RR
North Dakota
(1/2/2024)
RR
Ohio
(1/3/2024)
RR
Oklahoma
(1/2/2024)
RR
Oregon
(1/2/2024)
RR
Pennsylvania
(1/2/2024)
RR
Puerto Rico
(1/2/2024)
RR
Rhode Island
(1/2/2024)
RR
South Carolina
(1/2/2024)
RR
South Dakota
(1/2/2024)
RR
Tennessee
(1/2/2024)
RR
Texas
(1/2/2024)
RR
Utah
(1/2/2024)
RR
Vermont
(1/2/2024)
RR
Virgin Islands
(1/2/2024)
RR
Virginia
(1/2/2024)
RR
Washington
(1/2/2024)
RR
West Virginia
(1/2/2024)
RR
Wisconsin
(1/2/2024)
RR
Wyoming
(1/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sevan N Sakayan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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