Giulio Favuzza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giulio Favuzza, who also goes by Giulio VIro Favuzza, was a registered financial professional .
Giulio is a previously registered financial professional and started their career in finance in 1999. Giulio had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2012 - April 24, 2014
INVESTORS CAPITAL CORP.
June 26, 2012 - April 24, 2014
INVESTORS CAPITAL CORP.
February 22, 2012 - May 29, 2012
LPL FINANCIAL LLC
February 16, 2012 - May 29, 2012
LPL FINANCIAL LLC
September 13, 2010 - February 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 15, 2010 - February 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2010 - May 21, 2010
NYLIFE SECURITIES LLC
August 9, 2007 - February 28, 2008
NEW ENGLAND SECURITIES
August 16, 2001 - June 23, 2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 10, 1999 - March 15, 2001
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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