Christopher E. Sarisky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Edward Sarisky was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1999. Christopher had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2020 - December 4, 2020
CLICK CAPITAL MARKETS
January 10, 2018 - May 7, 2018
GLOBALIST CAPITAL, LLC
September 15, 2015 - August 8, 2017
ZENITH SECURITIES LLC
April 27, 2010 - November 2, 2011
SCOTIA CAPITAL (USA) INC.
November 30, 1999 - July 2, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLICK CAPITAL MARKETS
CRD#: 168376 / SEC#: , 8-69304
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
