Michael K. Mcdaniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Keith Mcdaniel was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 29, 2015 - December 31, 2025
THE 401K SOURCE, INC.
September 4, 2015 - January 5, 2016
WORLD INVESTMENT ADVISORS, LLC
March 1, 2012 - September 2, 2015
INTERMOUNTAIN WEALTH MANAGEMENT, INC.
July 1, 2003 - December 21, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 21, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 31, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 24, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE 401K SOURCE, INC.
CRD#: 133135 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 367 |
| AUM (Assets Under Management) | $ 91,321,892 |
Red Flags
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