Yvan De Munck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yvan De Munck was a registered financial professional .
Yvan is a previously registered financial professional and started their career in finance in 1999. Yvan had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2016 - July 1, 2020
INX SECURITIES, LLC
December 2, 2013 - October 21, 2014
R.W.PRESSPRICH & CO.
February 28, 2011 - December 5, 2011
SWEDBANK SECURITIES US, LLC
May 5, 2004 - March 15, 2011
KBC SECURITIES USA LLC
January 11, 2001 - April 22, 2004
KBC SECURITIES INC.
December 22, 1999 - January 24, 2001
FORTIS CAPITAL INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/25/2024
General Securities Representative ExaminationCurrent Firm
INX SECURITIES, LLC
CRD#: 162182 / SEC#: , 8-69058
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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