Noland D. Langford
LEFT BRAIN WEALTH MANAGEMENT
NAPERVILLE, IL 60563
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CRD#: 4041451
Professional summary
Noland D Langford, CFP® is a registered financial advisor currently at LEFT BRAIN WEALTH MANAGEMENT, LLC located in Naperville, Illinois.
Noland is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Noland has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)50 COPPERWOOD DR, LLC; NON INVESTMENT RELATED; BUFFALO GROVE, IL; 100% OWNERSHIP W/SPOUSE; START 05/12; 6 HRS PER MONTH 0 DURING TRADING; RENTAL PROPERTY
2)RIA;LEFT BRAIN WEALTH MANAGEMENT LLC; 215 SHUMAN BLVD, STE 304; NAPERVILLE, IL 60563; PRESIDENT AND CEO AS OF 05/2014; 50 HOURS PER WEEK
3)INSURANCE BROKERAGE THROUGH CAPITAS FINANCIAL; 3025 HIGHLAND PKWY, STE 185, DOWNERS GROVE, IL 60515; AGENT; STARTED 12/1/14; MINIMAL TIME COMMITTED; USE CAPITAS FINANCIAL FOR INSURANCE CASES;
Mr. Noland is the director to Left Brain Capital Appreciation Master Fund and Left Brain Capital Appreciation Offshore Fund.
Mr. Noland is the principal owner of Left Brain Capital Management, which is the General Partner of Left Brain Capital Appreciation Fund.
A potential conflict of interest arises in that there is an economic incentive for Left Brain Wealth Management to solicit clients to invest directly in the Funds versus a separately managed account.
LEFT BRAIN REAL ESTATE
LBRE is involved with the development, acquisition and management of commercial and
residential real estate projects.
CEO
Since 11/01/2020
10/20hrs per week
Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Noland D Langford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
May 14, 2014 - Present
LEFT BRAIN WEALTH MANAGEMENT, LLC
Office #1: 215 Shuman Blvd #304, Naperville, IL 60563Office #2: 1300 Brickell Bay Drive #500, Miami, FL 33131RIA
CRD#: 170348
NAPERVILLE, IL
Past
September 11, 2019 - December 31, 2022
LEFT BRAIN INVESTMENT RESEARCH, LLC
RIA
CRD#: 304700
NAPERVILLE, IL
Past
May 14, 2014 - November 13, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Naperville, IL
Past
May 13, 2005 - May 15, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NAPERVILLE, IL
Past
May 13, 2005 - May 15, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NAPERVILLE, IL
Past
November 17, 1999 - May 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SCHAUMBURG, IL
Past
November 10, 1999 - May 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LB
LEFT BRAIN WEALTH MANAGEMENT, LLC
LEFT BRAIN WEALTH MANAGEMENT, LLC | LEFTBRAIN WEALTH MANAGEMENT, LLC
CRD#: 170348 / SEC#: 801-113256
RIA
Registered Investment Advisory firm - (5/21/2018 Approved)Illinois
Registered Investment Advisory firm - (5/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/15/2018)
IAR
Illinois(5/14/2014)
IAR
Texas(1/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
LB
LEFT BRAIN WEALTH MANAGEMENT, LLC
LEFT BRAIN WEALTH MANAGEMENT, LLC | LEFTBRAIN WEALTH MANAGEMENT, LLC
CRD#: 170348 / SEC#: 801-113256
RIA
Registered Investment Advisory firm - (5/21/2018 Approved)Illinois
Registered Investment Advisory firm - (5/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 Shuman Blvd #304, Naperville, IL 60563
Mailing Address
Phone number
(630) 517-9300
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 650 |
| AUM (Assets Under Management) | $ 310,352,864 |
Red Flags
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