Thomas C. Jackson

THOMAS JACKSON FAMILY OFFICE

Omaha, NE 68124

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CRD#: 4041213

Professional summary

Thomas Clyde Jackson is a registered financial advisor currently at THOMAS JACKSON FAMILY OFFICE, INC. located in Omaha, Nebraska.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Clyde Jackson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2009 - Present

THOMAS JACKSON FAMILY OFFICE, INC.

Office #1: 2120 South 72nd Street Suite 1120, Omaha, NE 68124

RIA

CRD#: 127918

Omaha, NE

Past

October 3, 2003 - December 31, 2008

THOMAS JACKSON FAMILY OFFICE, INC.

RIA

CRD#: 127918

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/23/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2003

Uniform Investment Adviser Law Examination

Current Firm

THOMAS JACKSON FAMILY OFFICE, INC.

JACKSON FAMILY OFFICE | THOMAS JACKSON FAMILY OFFICE, INC. | JACKSON FAMILY OFFICE, INC.

CRD#: 127918 / SEC#: 801-62292

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Nebraska

Registered Investment Advisory firm - (6/15/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2120 South 72nd Street Suite 1120, Omaha, NE 68124

Mailing Address

Phone number

(402) 681-3060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Thomas C. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Clyde Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOMAS JACKSON FAMILY OFFICE, INC.

THOMAS JACKSON FAMILY OFFICE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2003

Current Firm

THOMAS JACKSON FAMILY OFFICE, INC.

Contact information

Documents

Red Flags

Company Information

THOMAS JACKSON FAMILY OFFICE, INC.

TRUST BUT VERIFY

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