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JC

James Joseph Collins

CRD# 4041197·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Joseph Collins, who also goes by James J Collins, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 2000 - 2013. James had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James J Collins

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

CITRINGROUP·CRD# 131314
RIA
Birmingham, MI
March 9, 2012 - March 14, 2013
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Southfield, MI
May 16, 2007 - February 26, 2008
STRAIGHTLINE·CRD# 127401
RIA
Troy, MI
February 17, 2004 - August 12, 2004
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
December 10, 2003 - November 30, 2005
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
September 26, 2003 - December 31, 2003
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Dearborn, MI
December 6, 2002 - September 23, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 20, 2001 - September 23, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 20, 2000 - June 8, 2001

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Current Firm

CI
CITRINGROUP

CITRIN GROUP | THE CITRIN GROUP, LLC | THE CITRIN GROUP | CITRINGROUP.COM | CITRINGROUP

CRD#: 131314 / SEC#: 801-65059

Contact Information

Main Address

280 N Old Woodward Suite 206, Birmingham, MI 48009

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Jul 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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