Trevor S. Mottl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Sterling Mottl, who also goes by Trevor Mottl, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 1999. Trevor had worked at 5 firms and has passed the Series 65, Series 63, Series 87, Series 86, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2018 - January 11, 2019
INTELLECTUS PARTNERS, LLC
May 25, 2010 - March 20, 2014
SUSQUEHANNA FINANCIAL GROUP, LLLP
January 3, 2008 - June 16, 2010
GOLDMAN SACHS & CO. LLC
February 24, 2004 - January 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 1999 - February 20, 2004
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/2/2003
Limited Representative-Equity Trader ExamCurrent Firm
INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 1,278,913,181 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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