Michael W. Maloney
Professional summary
Michael W. Maloney is a registered financial professional currently at CENTERBOARD SECURITIES, LLC located in Austin, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael W. Maloney's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2011 - Present
CENTERBOARD SECURITIES, LLC
Office #1: 9430 Research Blvd., Suite 120, Austin, TX 78759March 7, 2003 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
May 1, 2001 - December 17, 2002
J.P. MORGAN SECURITIES INC.
December 22, 1999 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2018)
(11/2/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CENTERBOARD SECURITIES, LLC
CRD#: 153900 / SEC#: , 8-68593
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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