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KM

Keith R. Mccullough

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CRD#: 4040767
KM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Russell Mccullough, who also goes by Keith R Mccullough, was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1999. Keith had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Keith R Mccullough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In addition to his role as Hedgeye's head macro analyst, Mr. McCullough has served as the firm's Chief Executive Officer since inception. Additionally, Mr. McCullough is a founding member of Seven7, LLC, a venture capital enterprise, since inception in September 2016. As a founding member, Mr. McCullough advises the management team focused on sourcing early stage company investment opportunities. Mr. McCullough is compensated through his equity ownership in Research Edge, LLC, which holds an equity ownership interest in Seven7, LLC. The number of hours Mr. McCullough dedicates in any given month to Seven7, LLC is extremely variable, but is typically less than 10 hours per month (which may include during and after securities trading hours. Seven7, LLC shares a physical address with Hedgeye. Seven7, LLC is an investment-related business, in the sense that it seeks investment opportunities for its own capital. Seven7, LLC does not manage the investments of others, nor does it provide any brokerage services. In January 2020 Sierpinski Capital Management, LLC began managing money. Mr. McCullough holds an ownership interest in Sierpinski Capital Management. Mr. McCullough does not have investment-related responsibilities in Sierpinski Capital Management, nor does he have discretion or control over the investment decisions of the manager or funds managed by the manager. Mr. McCullough owns and operates 6157297 Canada, Inc. d/b/a McCullough Capital Management ("MCM"). MCM is incorporated in Canada and in the business of acquiring and holding real estate assets. In January 2023, MCM began charging rental fees on property within its portfolio. Mr. McCullough does not engage in any day-to-day activities associated with the operation of MCM during ordinary business hours and the operations are not investment related activities other than a general expectation that the properties held within in the portfolio may appreciate over time.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 10, 2017 - April 15, 2025

HEDGEYE RISK MANAGEMENT, LLC

RIA
CRD#: 147272
STAMFORD, CT
Past

November 4, 2010 - December 31, 2016

HEDGEYE RISK MANAGEMENT, LLC

RIA
CRD#: 147272
STAMFORD, CT
Past

October 12, 1999 - September 15, 2000

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/3/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/21/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/1999
General Securities Representative Examination

Current Firm

HR
HEDGEYE RISK MANAGEMENT, LLC
HEDGEYE RISK MANAGEMENT, LLC | RESEARCH EDGE, LLC | POTOMAC RESEARCH GROUP BY HEDGEYE

CRD#: 147272 / SEC#:

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Contact information

Main Address
1 High Ridge Park 3rd Floor, Stamford, CT 06905-1322
Mailing Address
Phone number
(203) 562-6500
Established
Firm type
Fiscal year end
# of Employees
79

Documents

Latest Form ADV

Red Flags

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Company Information

HEDGEYE RISK MANAGEMENT, LLC

CRD#: 147272

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