Laurie J. Rasanen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Jane Rasanen, who also goes by Laurie Jane Martens, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1999. Laurie had worked at 5 firms and has passed the Series 6TO, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2022 - April 21, 2023
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 31, 2018 - January 24, 2020
VOYA FINANCIAL PARTNERS, LLC
February 8, 2016 - June 28, 2018
DIRECTED SERVICES LLC
November 21, 2001 - November 3, 2020
SLD AMERICA EQUITIES, INC.
September 24, 2001 - January 28, 2002
VOYA FINANCIAL PARTNERS, LLC
October 19, 1999 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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