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MJ

Marieanne Nmn Jorajuria

CFA
PROMETHEUS FINANCIAL ADVISORS
TAMPA, FL
·CRD# 4040713·28 years experience

Professional Summary

Marieanne Nmn Jorajuria, CFA, who also goes by Marie Jorajuria, Marieanne Jorajuria, Marieanne Jorajuria Smith, is a registered financial advisor currently at PROMETHEUS FINANCIAL ADVISORS, LLC located in Tampa, Florida and PROMETHEUS FINANCIAL, LLC located in Tampa, Florida. Marieanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marieanne has worked at 27 firms and has passed the Series 66, Series 63, Series 99TO,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marie Jorajuria, Marieanne Jorajuria, Marieanne Jorajuria Smith

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst

Years of Experience

28 years in the financial services industry

Current & Past Employments

PROMETHEUS FINANCIAL ADVISORS, LLC·CRD# 314653
RIA
Tampa, FL
February 17, 2023 - Present
PROMETHEUS FINANCIAL, LLC·CRD# 313712
BD
1. 3015 S. Ysabella Ave. 1101, Tampa, FL 336292. Tampa, FL
December 1, 2021 - Present
PAVE SECURITIES, LLC·CRD# 324533
BD
New York, NY
August 29, 2023 - November 5, 2024
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
February 18, 2021 - February 26, 2021
BREX TREASURY LLC·CRD# 299606
BD
San Francisco, CA
September 6, 2019 - June 12, 2020
FORGE SECURITIES LLC·CRD# 134596
BD
San Francisco, CA
April 26, 2017 - September 17, 2019
GSR SECURITIES LLC·CRD# 155530
BD
Smithtown, NY
February 8, 2012 - May 27, 2016
VIANT CAPITAL LLC·CRD# 46948
BD
San Francisco, CA
October 14, 2011 - January 9, 2012
WEALTHFRONT BROKERAGE LLC·CRD# 153407
BD
Palo Alto, CA
October 15, 2010 - January 31, 2012
WEILD & CO.·CRD# 132398
BD
Boulder, CO
January 4, 2010 - August 23, 2010
CABRILLO BROKER, L.L.C·CRD# 142185
BD
Encino, CA
August 7, 2009 - July 12, 2010
N4 FINANCIAL, INC.·CRD# 134581
BD
Redwood City, CA
August 3, 2009 - March 12, 2010
COLLEGE ROCKET·CRD# 144049
BD
San Francisco, CA
May 4, 2009 - June 15, 2010
SANCTUARY SECURITIES LLC·CRD# 144091
BD
San Francisco, CA
March 24, 2009 - October 28, 2009
GP BULLHOUND INC.·CRD# 147794
BD
San Francisco, CA
December 18, 2008 - July 19, 2010
ISLAND TRADING·CRD# 111468
BD
San Francisco, CA
October 15, 2008 - January 6, 2009
SHORELINE PACIFIC, LLC·CRD# 104417
BD
San Francisco, CA
July 31, 2008 - July 22, 2010
US ARMA PARTNERS LP·CRD# 136024
BD
New York, NY
July 2, 2008 - August 13, 2010
BURRILL SECURITIES·CRD# 140221
BD
San Francisco, CA
October 26, 2006 - July 22, 2010
ATEL SECURITIES CORPORATION·CRD# 17229
BD
San Francisco, CA
October 3, 2006 - October 22, 2009
VIANT CAPITAL LLC·CRD# 46948
BD
San Francisco, CA
June 1, 2006 - July 19, 2010
GROWTHPOINT TECHNOLOGY PARTNERS, LLC·CRD# 137438
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San Francisco, CA
January 13, 2006 - September 19, 2007
WELLS FARGO PRIME SERVICES, LLC·CRD# 133068
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San Francisco, CA
June 9, 2005 - September 15, 2008
CAPITAL SOLUTIONS DISTRIBUTORS, LLC·CRD# 132315
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Corte Madera, CA
December 15, 2004 - November 17, 2009
REDWOOD SECURITIES GROUP, INC.·CRD# 27536
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San Francisco, CA
September 7, 2004 - September 15, 2004
RUTBERG & COMPANY, LLC·CRD# 113392
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San Francisco, CA
March 22, 2004 - August 10, 2007
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New York, NY
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San Francisco, CA
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Current Firm

PF
PROMETHEUS FINANCIAL ADVISORS, LLC

PROMETHEUS FINANCIAL ADVISORS, LLC

CRD#: 314653
California
Registered Investment Advisory firm - California (2/17/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/12/2025 Approved)

Contact Information

Main Address

Tampa, FL

Phone Number

(415) 272-3317

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) COMPLIANCE ASSIST; INVESTMENT RELATED; EMERYVILLE, CA; OUTSOURCED ACCOUNTING TO FINANCIAL FIRMS; OWNER/CONSULTANT; START 06/2016; APPROXIMATELY 5 HOURS PER MONTH.
(2) PROMETHEUS ALTERNATIVE INVESTMENTS, INC.; INVESTMENT-RELATED; 21255 BURBANK BLVD, SUITE 120, WOODLAND HILLS, CA 91367; HOLDING PARENT COMPANY OF VARIOUS SUBSIDIARIES; EMPLOYEE; START DATE: 03/2021; APPROXIMATELY 160 HOURS PER MONTH; APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS; HR, FINANCE, COMPLIANCE DUTIES.
(3) PROMETHEUS FINANCIAL, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; REGISTERED BROKER-DEALER; CCO/FINOP; START 12/2021; APPROXIMATELY 80 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS.
(4) PROMETHEUS FINANCIAL ADVISORS, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; CHIEF COMPLIANCE OFFICER; START 10/2022; APPROXIMATELY 20 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(5/2/2023)
RR
California
(1/14/2022)
IAR
California
(2/17/2023)
RR
Colorado
(1/20/2022)
RR
Connecticut
(1/31/2022)
RR
Delaware
(6/24/2025)
RR
Florida
(5/16/2023)
RR
Idaho
(3/19/2024)
RR
Illinois
(4/25/2023)
RR
Massachusetts
(3/2/2022)
RR
New Jersey
(1/20/2022)
RR
New York
(3/11/2022)
RR
North Carolina
(1/21/2022)
RR
Texas
(2/1/2022)
RR
Utah
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2022About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed May 2017About the Series 87 exam

Series 3 — National Commodity Futures Examination

Passed Nov 2009About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2004

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2009About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2003About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Marieanne Nmn Jorajuria's CRS (Customer Relationship Summary).

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MJ
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