Marieanne N. Jorajuria

PROMETHEUS FINANCIAL ADVISORS

TAMPA, FL

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CRD#: 4040713

Professional summary

Marieanne Nmn Jorajuria, CFA, who also goes by Marie Jorajuria, Marieanne Jorajuria, Marieanne Jorajuria Smith, is a registered financial advisor currently at PROMETHEUS FINANCIAL ADVISORS, LLC located in Tampa, Florida and PROMETHEUS FINANCIAL, LLC located in Tampa, Florida.

Marieanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marieanne has worked at 27 firms and has passed the Series 66, Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 87, Series 3, Series 55, Series 7, Series 14, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marie Jorajuria | Marieanne Jorajuria | Marieanne Jorajuria Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) COMPLIANCE ASSIST; INVESTMENT RELATED; EMERYVILLE, CA; OUTSOURCED ACCOUNTING TO FINANCIAL FIRMS; OWNER/CONSULTANT; START 06/2016; APPROXIMATELY 5 HOURS PER MONTH. (2) PROMETHEUS ALTERNATIVE INVESTMENTS, INC.; INVESTMENT-RELATED; 21255 BURBANK BLVD, SUITE 120, WOODLAND HILLS, CA 91367; HOLDING PARENT COMPANY OF VARIOUS SUBSIDIARIES; EMPLOYEE; START DATE: 03/2021; APPROXIMATELY 160 HOURS PER MONTH; APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS; HR, FINANCE, COMPLIANCE DUTIES. (3) PROMETHEUS FINANCIAL, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; REGISTERED BROKER-DEALER; CCO/FINOP; START 12/2021; APPROXIMATELY 80 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS. (4) PROMETHEUS FINANCIAL ADVISORS, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; CHIEF COMPLIANCE OFFICER; START 10/2022; APPROXIMATELY 20 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marieanne Nmn Jorajuria's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 17, 2023 - Present

PROMETHEUS FINANCIAL ADVISORS, LLC

RIA

CRD#: 314653

TAMPA, FL

Current

December 1, 2021 - Present

PROMETHEUS FINANCIAL, LLC

Office #1: 1646 Snow Ave 141, Tampa, FL 33606

CRD#: 313712

Tampa, FL

Past

August 29, 2023 - November 5, 2024

PAVE SECURITIES, LLC

CRD#: 324533

NEW YORK, NY

Past

February 18, 2021 - February 26, 2021

FINALIS SECURITIES LLC

CRD#: 305908

SAN JUAN CAPISTRANO, CA

Past

September 6, 2019 - June 12, 2020

BREX TREASURY LLC

CRD#: 299606

San Francisco, CA

Past

April 26, 2017 - September 17, 2019

FORGE SECURITIES LLC

CRD#: 134596

San Francisco, CA

Past

February 8, 2012 - May 27, 2016

EQUILIBRIUM CAPITAL SERVICES, LLC

CRD#: 155530

PORTLAND, OR

Past

October 14, 2011 - January 9, 2012

VIANT CAPITAL LLC

CRD#: 46948

SAN FRANCISCO, CA

Past

October 15, 2010 - January 31, 2012

WEALTHFRONT BROKERAGE LLC

CRD#: 153407

PALO ALTO, CA

Past

January 4, 2010 - August 23, 2010

WEILD & CO.

CRD#: 132398

BOULDER, CO

Past

August 7, 2009 - July 12, 2010

CABRILLO BROKER, L.L.C

CRD#: 142185

ENCINO, CA

Past

August 3, 2009 - March 12, 2010

N4 FINANCIAL, INC.

CRD#: 134581

REDWOOD CITY, CA

Past

May 4, 2009 - June 15, 2010

COLLEGE ROCKET

CRD#: 144049

SAN FRANCISCO, CA

Past

March 24, 2009 - October 28, 2009

SANCTUARY SECURITIES LLC

CRD#: 144091

SAN FRANCISCO, CA

Past

December 18, 2008 - July 19, 2010

GP BULLHOUND INC.

CRD#: 147794

SAN FRANCISCO, CA

Past

October 15, 2008 - January 6, 2009

ISLAND TRADING

CRD#: 111468

SAN FRANCISCO, CA

Past

July 31, 2008 - July 22, 2010

SHORELINE PACIFIC, LLC

CRD#: 104417

SAN FRANCISCO, CA

Past

July 2, 2008 - August 13, 2010

US ARMA PARTNERS LP

CRD#: 136024

NEW YORK, NY

Past

October 26, 2006 - July 22, 2010

BURRILL SECURITIES

CRD#: 140221

SAN FRANCISCO, CA

Past

October 3, 2006 - October 22, 2009

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

June 1, 2006 - July 19, 2010

VIANT CAPITAL LLC

CRD#: 46948

SAN FRANCISCO, CA

Past

January 13, 2006 - September 19, 2007

GROWTHPOINT TECHNOLOGY PARTNERS, LLC

CRD#: 137438

SAN FRANCISCO, CA

Past

June 9, 2005 - September 15, 2008

WELLS FARGO PRIME SERVICES, LLC

CRD#: 133068

SAN FRANCISCO, CA

Past

December 15, 2004 - November 17, 2009

CAPITAL SOLUTIONS DISTRIBUTORS, LLC

CRD#: 132315

CORTE MADERA, CA

Past

September 7, 2004 - September 15, 2004

REDWOOD SECURITIES GROUP, INC.

CRD#: 27536

SAN FRANCISCO, CA

Past

March 22, 2004 - August 10, 2007

RUTBERG & COMPANY, LLC

CRD#: 113392

SAN FRANCISCO, CA

Past

January 20, 2004 - April 20, 2004

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

July 16, 2001 - October 31, 2006

SHORELINE PACIFIC, LLC

CRD#: 104417

SAN FRANCISCO, CA

Past

October 13, 1999 - July 16, 2001

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/2/2023)

California
(1/14/2022)

IAR

California
(2/17/2023)

Colorado
(1/20/2022)

Connecticut
(1/31/2022)

Delaware
(6/24/2025)

Florida
(5/16/2023)

Idaho
(3/19/2024)

Illinois
(4/25/2023)

Massachusetts
(3/2/2022)

New Jersey
(1/20/2022)

New York
(3/11/2022)

North Carolina
(1/21/2022)

Texas
(2/1/2022)

Utah
(3/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 5/22/2017

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 3

Date: 11/2/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 8/20/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/9/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 9/24/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 7/8/2003

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PROMETHEUS FINANCIAL ADVISORS, LLC

CRD#: 314653 / SEC#:

California

Registered Investment Advisory firm - (2/17/2023 Approved)

Florida

Registered Investment Advisory firm - (2/12/2025 Approved)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(415) 272-3317

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Marieanne N. Jorajuria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marieanne Nmn Jorajuria's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROMETHEUS FINANCIAL, LLC

PAVE SECURITIES, LLC

FINALIS SECURITIES LLC

BREX TREASURY LLC

FORGE SECURITIES LLC

EQUILIBRIUM CAPITAL SERVICES, LLC

VIANT CAPITAL LLC

WEALTHFRONT BROKERAGE LLC

WEILD & CO.

CABRILLO BROKER, L.L.C

N4 FINANCIAL, INC.

COLLEGE ROCKET

SANCTUARY SECURITIES LLC

GP BULLHOUND INC.

ISLAND TRADING

SHORELINE PACIFIC, LLC

US ARMA PARTNERS LP

BURRILL SECURITIES

ATEL SECURITIES CORPORATION

VIANT CAPITAL LLC

GROWTHPOINT TECHNOLOGY PARTNERS, LLC

WELLS FARGO PRIME SERVICES, LLC

CAPITAL SOLUTIONS DISTRIBUTORS, LLC

REDWOOD SECURITIES GROUP, INC.

RUTBERG & COMPANY, LLC

CANACCORD GENUITY SECURITIES LLC

SHORELINE PACIFIC, LLC

FINANCIAL WEST GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2022

Series 63

Date: 2/2/2000

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 5/22/2017

Series 3

Date: 11/2/2009

Series 55

Date: 8/20/2004

Series 7

Date: 3/9/1998

Series 14

Date: 1/2/2023

Series 4

Date: 9/24/2009

Series 27

Date: 7/8/2003

Series 24

Date: 3/17/2003

FINRA

Current Firm

PROMETHEUS FINANCIAL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PROMETHEUS FINANCIAL ADVISORS, LLC

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