Dean E. Parsons

GLOBAL DIVERSIFIED INVESTMENTS

Yucaipa, CA 92399

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CRD#: 4040551

Professional summary

Dean Edward Parsons is a registered financial advisor currently at GLOBAL DIVERSIFIED INVESTMENTS located in Yucaipa, California.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Dean has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Edward Parsons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2013 - Present

GLOBAL DIVERSIFIED INVESTMENTS

Office #1: 11424 Deerfield Dr., Yucaipa, CA 92399

RIA

CRD#: 157326

Yucaipa, CA

Past

January 2, 2000 - February 3, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/10/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/14/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 12/23/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GLOBAL DIVERSIFIED INVESTMENTS

GLOBAL DIVERSIFIED INVESTMENTS | GLOBAL DIVERSIFIED INVESTMENTS, INC. | GLOBAL DIVERSIFIED INVESTMENTS LLC

CRD#: 157326 / SEC#: 801-72580

RIA

Registered Investment Advisory firm - (8/13/2012 Terminated)

California

Registered Investment Advisory firm - (1/8/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11424 Deerfield Dr., Yucaipa, CA 92399

Mailing Address

Phone number

(909) 200-5681

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 1,146,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dean E. Parsons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Edward Parsons's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL DIVERSIFIED INVESTMENTS

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2013

Series 63

Date: 12/23/1999

Series 3

Date: 7/14/2015

Series 6

Date: 12/23/1999

Current Firm

GLOBAL DIVERSIFIED INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL DIVERSIFIED INVESTMENTS

TRUST BUT VERIFY

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