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Nenad Salah Yashruti

CRD# 4040474·Registered 2000 - 2014
Previously Registered: Being a previously registered professional could mean that Nenad is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nenad Salah Yashruti, who also goes by Joe Yashruti, was a registered financial advisor. Nenad was a previously registered financial professional and started their career in finance 2000 - 2014. Nenad had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Yashruti

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

FREESTONE SECURITIES, LLC·CRD# 124260
BD
Seattle, WA
February 3, 2003 - November 11, 2014
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
September 7, 2000 - January 27, 2003

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Current Firm

FS
FREESTONE SECURITIES, LLC

FREESTONE SECURITIES, LLC

CRD#: 124260 / SEC#: 8-65650
BD
Terminated by SEC on 01/06/2015

Contact Information

Established

Delaware since 09/15/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FREESTONE CAPITAL HOLDINGS, LLCMEMBER—
MORELAND, JENNIFER MICHELLEFINOP4608174
SMART, GARY THOMASCEO/CCO1065010
YASHRUTI, NENAD SALAHPRINCIPAL4040474

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2000

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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NY
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