Steven Fan

GLOBALINK WEALTH MANAGEMENT

Pasadena, CA 91107

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CRD#: 4039972

Professional summary

Steven Fan, who also goes by Yang Tung Fan, is a registered financial advisor currently at GLOBALINK WEALTH MANAGEMENT, LLC located in Pasadena, California and GLOBALINK SECURITIES, INC. located in Pasadena, California.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 6 firms and has passed the Series 66, Series 63, Series 65, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yang Tung Fan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IRN Realty, Arcadia, California. JOB TITLE: BROKER ASSOCIATE/REALTOR. NOT INVESTMENT RELATED START DATE: 12/23/2022 HOURS: 10 HOURS PER MONTHS. INCOME: Commission based. 2. Globalink Wealth Management, LLC JOB TITLE: Registered Investment Representative Securities related business START DATE: 04/08/2024 HOURS: 10 HOURS PER MONTHS. INCOME: Fee-based structure.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Fan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2024 - Present

GLOBALINK WEALTH MANAGEMENT, LLC

Office #1: 3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107

RIA

CRD#: 323294

Pasadena, CA

Current

December 12, 2006 - Present

GLOBALINK SECURITIES, INC.

Office #1: 3452 East Foothill Boulevard Suite 1040, Pasadena, CA 91107Office #2: 3452 E Foothill Blvd. Ste 1040, Pasadena, CA 91107

CRD#: 29721

Pasadena, CA

Past

June 16, 2022 - June 30, 2022

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

Past

February 3, 2021 - February 26, 2021

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

Past

October 9, 2018 - February 5, 2019

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

Past

August 4, 2015 - October 10, 2017

TRANSGLOBAL ADVISORY, LLC

RIA

CRD#: 168709

MONROVIA, CA

Past

October 28, 2003 - November 12, 2004

STOCKS 4 LESS, INC.

CRD#: 42666

SHERMAN OAKS, CA

Past

October 2, 2000 - October 28, 2003

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

December 14, 1999 - October 19, 2000

FORTUNE SECURITIES, INC.

CRD#: 40821

ALHAMBRA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/21/2007)

IAR

California
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/20/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/9/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GLOBALINK WEALTH MANAGEMENT, LLC

CRD#: 323294 / SEC#:

California

Registered Investment Advisory firm - (3/16/2023 Approved)

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Contact information

Main Address

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107

Mailing Address

Phone number

(626) 964-5966

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 12,558,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven Fan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Fan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBALINK SECURITIES, INC.

TRANSGLOBAL ADVISORY, LLC

TRANSGLOBAL ADVISORY, LLC

TRANSGLOBAL ADVISORY, LLC

TRANSGLOBAL ADVISORY, LLC

STOCKS 4 LESS, INC.

NATIONAL CLEARING CORP.

FORTUNE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2014

Series 63

Date: 2/20/2007

Series 65

Date: 11/9/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/13/1999

Series 4

Date: 1/2/2023

Series 24

Date: 6/27/2001

FINRA

Current Firm

GLOBALINK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBALINK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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