RS
Robert E. Singletary
NUVEEN ASSET MANAGEMENT
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4039698
RS
Professional summary
Robert Earl Singletary, who also goes by Robert Earl Singletary, Robert Singletary, is a registered financial advisor currently at NUVEEN ASSET MANAGEMENT, LLC located in Chicago, Illinois and NUVEEN SECURITIES, LLC located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Earl Singletary | Robert Singletary
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DOOR DASH POSITION: Driver NATURE: Food Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 901 Market St, Suite 600, San Francisco CA 94103, United States DESCRIPTION: Delivery (2) THERAPEUTIC SERVICES POSITION: Respite Care NATURE: Alternative Family Living Care INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2019 ADDRESS: 5309 Idlewild Rd. N, Charlotte NC 28227, United States DESCRIPTION: Helping those with disabilities (3) AMAZON FLEX POSITION: Delivery Driver NATURE: Retail INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2019 ADDRESS: 300 Dalton Ave, Charlotte NC 28206, United States DESCRIPTION: Amazon deliveries (4) SYJE POSITION: Partner NATURE: Beauty INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: Home Address, Mount Holly NC 28120, United States DESCRIPTION: Hair Salon services (5) REAL ESTATE INVESTING POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: Home Address, Mount Holly NC 28120, United States DESCRIPTION: Investing in real estate
CRS (Client Relationship Summary) - RIA
Click below to view Robert Earl Singletary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2021 - Present
NUVEEN ASSET MANAGEMENT, LLC
Office #1: 333 West Wacker Drive, Chicago, IL 60606RIA
CRD#: 155584
Chicago, IL
Current
November 8, 2021 - Present
NUVEEN SECURITIES, LLC
Office #1: 8500 Andrew Carnegie Blvd., Charlotte, NC 28262BD
CRD#: 469
Charlotte, NC
Past
October 29, 2014 - November 9, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHARLOTTE, NC
Past
March 12, 2013 - November 9, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
December 23, 2009 - March 11, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
December 23, 2009 - March 11, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Past
July 28, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CHARLOTTE, NC
Past
July 28, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CHARLOTTE, NC
Past
June 9, 2008 - July 22, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
July 28, 2006 - July 22, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
November 5, 1999 - July 20, 2006
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NUVEEN ASSET MANAGEMENT, LLC
NUVEEN ASSET MANAGEMENT, LLC
CRD#: 155584 / SEC#: 801-71957
RIA
Registered Investment Advisory firm - (11/24/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/8/2021)
RR
Alaska(11/8/2021)
RR
Arizona(11/8/2021)
RR
Arkansas(11/8/2021)
RR
California(11/8/2021)
RR
Colorado(11/8/2021)
RR
Connecticut(11/8/2021)
RR
Delaware(11/8/2021)
RR
District of Columbia(11/8/2021)
RR
Florida(11/8/2021)
RR
Georgia(11/8/2021)
RR
Hawaii(11/8/2021)
RR
Idaho(11/8/2021)
RR
Illinois(11/8/2021)
IAR
Illinois(11/9/2021)
RR
Indiana(11/8/2021)
RR
Iowa(11/8/2021)
RR
Kansas(11/8/2021)
RR
Kentucky(11/8/2021)
RR
Louisiana(11/8/2021)
RR
Maine(11/8/2021)
RR
Maryland(11/8/2021)
RR
Massachusetts(11/8/2021)
RR
Michigan(11/8/2021)
RR
Minnesota(11/8/2021)
RR
Mississippi(11/8/2021)
RR
Missouri(11/8/2021)
RR
Montana(11/8/2021)
RR
Nebraska(11/8/2021)
RR
Nevada(11/8/2021)
RR
New Hampshire(11/8/2021)
RR
New Jersey(11/8/2021)
RR
New Mexico(11/8/2021)
RR
New York(11/8/2021)
RR
North Carolina(11/8/2021)
RR
North Dakota(11/8/2021)
RR
Ohio(11/8/2021)
RR
Oklahoma(11/8/2021)
RR
Oregon(11/8/2021)
RR
Pennsylvania(11/8/2021)
RR
Puerto Rico(11/8/2021)
RR
Rhode Island(11/8/2021)
RR
South Carolina(11/8/2021)
RR
South Dakota(11/8/2021)
RR
Tennessee(11/8/2021)
RR
Texas(11/8/2021)
RR
Utah(11/8/2021)
RR
Vermont(11/8/2021)
RR
Virgin Islands(11/8/2021)
RR
Virginia(11/8/2021)
RR
Washington(11/8/2021)
RR
West Virginia(11/8/2021)
RR
Wisconsin(11/8/2021)
RR
Wyoming(11/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NUVEEN ASSET MANAGEMENT, LLC
NUVEEN ASSET MANAGEMENT, LLC
CRD#: 155584 / SEC#: 801-71957
RIA
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Contact information
Main Address
333 West Wacker Drive, Chicago, IL 60606
Mailing Address
Phone number
(312) 917-7700
Established
Firm type
Fiscal year end
# of Employees
373
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71,370 |
| AUM (Assets Under Management) | $ 259,916,966,911 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 12/19/2024 | ||
| 12/15/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
