Paul Joseph Pezza
Professional Summary
Paul Joseph Pezza is a registered financial advisor currently at HAZARD & SIEGEL, INC. located in Dewitt, New York. Paul is registered as a RR (Registered Representative) and started their career in finance in 2001. Paul has worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 26 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Current Firm
HAZARD & SIEGEL, INC.
Contact Information
Main Address
5793 Widewaters Parkway, Dewitt, NY 13214Mailing Address
Po Box 157, Syracuse, NY 13214Phone Number
(315) 414-0722Established
New York since 06/15/1971Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
(2/16/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSRO Registrations
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Paul Joseph Pezza's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
EQUITABLE ADVISORS, LLC
