CP
Christopher A. Patterson
LIFEWORKS ADVISORS
ST JOHNS, FL
Some features on this profile are disabled
CRD#: 4039371
CP
Professional summary
Christopher Alan Patterson, who also goes by Chris Patterson, is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in St Johns, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PATTERSON CPA GROUP, OWNER, INSURANCE SALES. 2. TWO SOUTH GROUP, NOT INVESTMENT RELATED, 2 SOUTH ROSCOE BLVD, PONTE VEDRE BEACH, FL 32082, TWO SOUTH GROUP OWNS THE COMMERICAL OFFICE BUILDING THAT HOUSES PATTERSON CPA GROUP. CHRIS HAS BEEN PRESIDENT SINCE JULY 29, 2004. HE DEVOTES 1-2 HOURS PER MONTH ON ADMINISTRATIVE FUNCTIONS SUCH AS PAYING BILLS AND MANAGING TENANTS (IF THERE ARE ANY)AND THESE HOURS ARE DURING NORMAL BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Alan Patterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2021 - Present
LIFEWORKS ADVISORS, LLC
RIA
CRD#: 288255
ST JOHNS, FL
Past
January 16, 2024 - February 14, 2024
INNOVATIVE WEALTH STRATEGIES
RIA
CRD#: 329011
JACKSONVILLE, FL
Past
August 11, 2011 - December 31, 2015
PATTERSON FINANCIAL
RIA
CRD#: 158095
PONTE VEDRA BEACH, FL
Past
August 11, 2011 - December 31, 2022
PATTERSON FINANCIAL
RIA
CRD#: 158095
PONTE VEDRA BEACH, FL
Past
May 20, 2010 - May 4, 2011
HOLLAND ADVISORY SERVICES, INC.
RIA
CRD#: 136302
PONTE VEDRA BEACH, FL
Past
June 15, 2009 - April 16, 2010
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PONTE VEDRA BEACH, FL
Past
June 12, 2006 - December 23, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 19, 2001 - July 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PONTE VEDRA, FL
Past
March 19, 2001 - July 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 5, 1999 - March 13, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/18/2021)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 742,298,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
