WB
William R. Becker
KESTRA ADVISORY SERVICES
Naples, FL
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CRD#: 4039045
WB
Professional summary
William Robert Becker is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Naples, Florida and KESTRA INVESTMENT SERVICES, LLC located in Mars, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: BECKER WEALTH MANAGEMENT POSITION: RR, GSP NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/08/2022 ADDRESS: 7011 Crider Road, Suite 101, Mars PA 16046 DESCRIPTION: RR, GSP - Owner Bus Name: KESTRA ADVISORY SERVICES LLC POSITION: IAR - Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/08/2022 ADDRESS: 5707 SW Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Bus Name: WINDSOR METAL FINISHING, LLC POSITION: Partner NATURE: Purchasing private business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 506 Kensington Court, Mars PA 16046, United States DESCRIPTION: Oversight and advisory. Not involved in the daily operations.
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 7011 Crider Road Suite 101, Mars, PA 16046RIA
CRD#: 283330
Naples, FL
Current
November 8, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7011 Crider Road Suite 101, Mars, PA 16046BD
CRD#: 42046
Mars, PA
Past
December 2, 2015 - November 14, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MARS, PA
Past
December 2, 2015 - November 14, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MARS, PA
Past
August 30, 2012 - December 11, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CANONSBURG, PA
Past
April 16, 2010 - December 11, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CANONSBURG, PA
Past
January 5, 2001 - May 3, 2010
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
CANONSBURG, PA
Past
December 13, 1999 - May 3, 2010
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
CANONSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/16/2024)
RR
Arizona(11/8/2022)
RR
California(11/8/2022)
RR
Colorado(12/19/2024)
RR
Florida(11/8/2022)
IAR
Florida(11/14/2022)
RR
Georgia(1/31/2024)
RR
Idaho(11/8/2022)
RR
Illinois(11/8/2022)
RR
Indiana(11/10/2022)
RR
Kentucky(12/19/2024)
RR
Massachusetts(11/8/2022)
RR
Michigan(11/8/2022)
RR
Nevada(11/8/2022)
RR
North Carolina(11/18/2022)
RR
Ohio(11/8/2022)
RR
Pennsylvania(11/8/2022)
IAR
Pennsylvania(11/8/2022)
RR
South Carolina(11/8/2022)
RR
Tennessee(10/8/2025)
RR
Texas(11/9/2022)
IAR
Texas(11/9/2022)
RR
Vermont(11/10/2022)
RR
Virginia(11/8/2022)
RR
Washington(11/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
