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JA

Jeffrey M. Anapolsky

WOODROCK SECURITIES, L.P.
Houston, TX 77027
Some features on this profile are disabled
CRD#: 4039014
JA

Professional summary

Jeffrey Mark Anapolsky is a registered financial professional currently at WOODROCK SECURITIES, L.P. located in Houston, Texas.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 2 firms and has passed the SIE, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Mark Anapolsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2026 - Present

WOODROCK SECURITIES, L.P.

Office #1: 4265 San Felipe Street, Suite 600, Houston, TX 77027
BD
CRD#: 133653
Houston, TX
Past

January 19, 2000 - April 7, 2000

DRESDNER KLEINWORT WASSERSTEIN, LLC

BD
CRD#: 22068
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 4/24/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/24/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WOODROCK SECURITIES, L.P.
WOODROCK SECURITIES, L.P.

CRD#: 133653 / SEC#: , 8-66753

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4265 San Felipe Street, Suite 600, Houston, TX 77027
Mailing Address
4265 San Felipe Street, Suite 600, Houston, TX 77027
Phone number
(713) 654-0912
Established
Texas since 12/28/2003
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WOODROCK LLCLIMITED PARTNER
DENNIS, JOHN PURNELL IIIDESIGNATED PRINCIPAL/CO-CCO2038115
NUNN, RICHARD ANDREWFINOP/ CHIEF FINANCIAL OFFICER/CO-CCO1016528
WOODROCK HOLDINGS GP, LLCGENERAL PARTNER

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODROCK SECURITIES, L.P.

CRD#: 133653Houston, TX 77027

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