Derrick A. Dehays
Q3 ADVISORS | Financial Advisor
Denver, CO
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CRD#: 4038562
Professional summary
Derrick Allan Dehays, CFP® is a registered financial advisor currently at Q3 ADVISORS, LLC located in Denver, Colorado.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Derrick has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Retirement Income Management
Tax Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*851279 For profit or not for profit: Entity For Profit Name of outside business organization: Yacht captain Investment related: N Address of business: Port Charlotte, Florida, 33954 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 5/21/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Charter boat captain I*10460 For profit or not for profit: Name of outside business organization: Adair Rental Property Investment related: Address of business: Port Charoltte, Florida 33954 Nature of business: , Position, title, association: , Start date of relationship: 3/16/2014 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Allan Dehays's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
April 21, 2023 - Present
Q3 ADVISORS, LLC
RIA
CRD#: 284220
Denver, CO
Past
January 13, 2021 - December 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PUNTA GORDA, FL
Past
January 12, 2021 - December 7, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PUNTA GORDA, FL
Past
June 1, 2017 - October 6, 2020
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
NAPLES, FL
Past
May 31, 2017 - October 6, 2020
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
NAPLES, FL
Past
September 20, 2016 - April 3, 2017
MODERN ADVISORY PLANNING
RIA
CRD#: 284761
PUNTA GORDA, FL
Past
June 5, 2012 - July 8, 2016
SYNOVUS SECURITIES, INC.
RIA
CRD#: 14023
BONITA SPRINGS, FL
Past
May 30, 2012 - July 8, 2016
SYNOVUS SECURITIES, INC.
BD
CRD#: 14023
BONITA SPRINGS, FL
Past
March 20, 2008 - May 17, 2012
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
VENICE, FL
Past
March 17, 2008 - May 17, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
VENICE, FL
Past
October 20, 2004 - March 10, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
FT. MYERS, FL
Past
October 20, 2004 - March 10, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
FT. MYERS, FL
Past
February 26, 2004 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
SARASOTA, FL
Past
February 18, 2004 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
December 10, 1999 - February 19, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PUNTA GORDA, FL
Past
December 9, 1999 - February 19, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
Q3 ADVISORS, LLC
CRAIG G WEAR | Q3 ADVISORS, LLC
CRD#: 284220 / SEC#: 801-129519
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Arizona
Registered Investment Advisory firm - (4/17/2024 Terminated)California
Registered Investment Advisory firm - (5/17/2024 Terminated)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/17/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/22/2024 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
QA
Q3 ADVISORS, LLC
CRAIG G WEAR | Q3 ADVISORS, LLC
CRD#: 284220 / SEC#: 801-129519
RIA
Registered Investment Advisory firm - (2/21/2024 Approved)Arizona
Registered Investment Advisory firm - (4/17/2024 Terminated)California
Registered Investment Advisory firm - (5/17/2024 Terminated)Florida
Registered Investment Advisory firm - (4/17/2024 Terminated)Illinois
Registered Investment Advisory firm - (4/17/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (4/30/2024 Terminated)Minnesota
Registered Investment Advisory firm - (4/22/2024 Terminated)Tennessee
Registered Investment Advisory firm - (4/17/2024 Terminated)Texas
Registered Investment Advisory firm - (4/17/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Arvada, CO
Mailing Address
7314 Ralston Rd, Arvada, CO 80002
Phone number
(720) 730-9892
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (21 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
