Barringer H. Martin

SHELTON CAPITAL MANAGEMENT

Denver, CO 80202

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CRD#: 4038450

Professional summary

Barringer Harold Martin is a registered financial advisor currently at SHELTON CAPITAL MANAGEMENT located in Denver, Colorado and RFS PARTNERS located in Menlo Park, California.

Barringer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Barringer has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN EMPLOYEE OF CCM PARTNERS, AN AFFILIATE REGISTERED INVESTMENT ADVISER LOCATED AT 44 MONTGOMERY ST., STE. 2100, SAN FRANCISCO, CA, AND SPEND THE MAJORITY OF MY TIME ON THE BUSINESS ACTIVITIES OF THE RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barringer Harold Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2008 - Present

SHELTON CAPITAL MANAGEMENT

Office #1: 1125 17th Street Suite 2550, Denver, CO 80202

RIA

CRD#: 104720

Denver, CO

Current

April 15, 2008 - Present

RFS PARTNERS

Office #1: 648 Menlo Avenue Suite 9, Menlo Park, CA 94205

CRD#: 18119

Menlo Park, CA

Past

November 8, 2005 - April 4, 2008

KELMOORE INVESTMENT COMPANY, INC.

RIA

CRD#: 22509

PALO ALTO, CA

Past

December 17, 1999 - April 4, 2008

KELMOORE INVESTMENT COMPANY, INC.

CRD#: 22509

PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHELTON CAPITAL MANAGEMENT

CRD#: 104720 / SEC#: 801-25205

RIA

Registered Investment Advisory firm - (9/12/1985 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/11/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/15/2008)

IAR

Colorado
(3/30/2009)

Colorado
(4/20/2024)

IAR

Texas
(7/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/12/2001

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

SHELTON CAPITAL MANAGEMENT

CRD#: 104720 / SEC#: 801-25205

RIA

Registered Investment Advisory firm - (9/12/1985 Approved)

Louisiana

Registered Investment Advisory firm - (4/4/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/11/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/2/2024 Terminated)

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Contact information

Main Address

1125 17th Street Suite 2550, Denver, CO 80202

Mailing Address

P.o. Box 87, Denver, CO 80201-0087

Phone number

(800) 955-9988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 NOV 3, 2025 (11/3/2025)

Regulatory assets under management

Total Number of Accounts	1,216
AUM (Assets Under Management)	$ 5,158,388,062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barringer H. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barringer Harold Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFS PARTNERS

KELMOORE INVESTMENT COMPANY, INC.

KELMOORE INVESTMENT COMPANY, INC.

Primary Firm SEC Registration

SHELTON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2005

Series 63

Date: 11/3/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1999

Series 24

Date: 11/18/2003

Series 4

Date: 2/12/2001

FINRA

Current Firm

SHELTON CAPITAL MANAGEMENT

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHELTON CAPITAL MANAGEMENT

TRUST BUT VERIFY

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