John-paul Teutonico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John-paul Teutonico, who also goes by J. P. Teutonico, was a registered financial professional .
John-paul is a previously registered financial professional and started their career in finance in 2000. John-paul had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2022 - March 20, 2023
CAPLIGHT MARKETS LLC
January 13, 2016 - June 28, 2021
FORGE MARKETS LLC
May 1, 2015 - August 10, 2017
MERIT SECURITIES, LLC
April 4, 2006 - June 25, 2010
GENESIS GLOBAL TRADING, INC
June 2, 2005 - March 14, 2006
KEANE SECURITIES CO., INC.
December 20, 2000 - December 19, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CAPLIGHT MARKETS LLC
CRD#: 103970 / SEC#: , 8-52440
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
