Richard J. Ramassini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Ramassini, CFP® was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1999. Richard had worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2024 - November 13, 2025
MAIN STREET SECURITIES LLC
November 30, 2011 - April 2, 2024
PNC WEALTH MANAGEMENT LLC
September 30, 2011 - April 2, 2024
PNC WEALTH MANAGEMENT LLC
April 25, 2006 - February 5, 2007
MBSC, LLC
April 25, 2006 - February 5, 2007
MBSC, LLC
February 28, 2006 - March 7, 2006
NATCITY INVESTMENTS, INC.
February 15, 2006 - March 7, 2006
NATCITY INVESTMENTS, INC.
January 13, 2006 - January 31, 2006
NATCITY INVESTMENTS, INC.
January 10, 2006 - January 31, 2006
NATCITY INVESTMENTS, INC.
August 16, 2004 - December 1, 2005
NATCITY INVESTMENTS, INC.
April 29, 2002 - May 5, 2003
WESTMINSTER FINANCIAL SECURITIES, INC.
December 6, 1999 - January 28, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 7/1/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 5/17/2024
Operations Professional ExaminationCurrent Firm
MAIN STREET SECURITIES LLC
CRD#: 324347 / SEC#: , 8-71034
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PINE STREET LABS, INC. DBA - BEACON | SOLE MEMBER | |
| DOLAN, ERIK J | CHIEF COMPLIANCE OFFICER | 3161467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
